Mandatory Statutory Fee Schedule
Advisory fees are transparently aligned and fully capped in rigid accordance with SEBI statutory boundaries:
Fixed Fee Framework
Capped up to ₹1,51,000/- Per Annum
Flat annual management fee billed flatly on a quarterly or half-yearly split timeline per client family entity.
Assets Under Advice (AUA) Track
Capped up to 2.50% Per Annum
Percentage fee dynamically tied back to the net value of verified assets logged inside custom client tracking suitability systems.
Most Important Terms and Conditions (MITC)
Formulated under SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/19:
- Scope of Payments: The IA shall only accept payments towards its fees. The IA is strictly prohibited from accepting client funds or securities directly into its own bank accounts.
- No Performance Guarantees: The IA does not guarantee returns or risk-free investments. All allocations carry absolute market risks.
- Prohibition of Fixed Returns: Any schemes proposing assured, guaranteed, or fixed returns are barred by law.
- Regulatory Jurisdiction: Investment advice relating to securities falls under the purview of SEBI. Incidental advice on non-SEBI products requires independent, separate execution templates.
- Execution Discretion: The IA cannot execute trades or handle transactions on behalf of the client. Absolute execution authority remains with the client; never share passwords or trading OTPs.
- Statutory Fee Caps: Fee charges are strictly bounded by SEBI limits. Fixed fee limit is capped up to ₹1,51,000/- p.a. AUA models are capped up to 2.5% p.a. per client family.
- Legitimate Payment Channels: Advisory fees must be paid via transparent banking modes (cheques, net banking, UPI). Cash payments are entirely barred.
- Pro-Rata Fee Refund: If registration status is suspended beyond 60 days or canceled, the client holds an explicit right to a pro-rata refund of unexpired advance fees.
- Conflict Separation: All material conflicts of interest arising from structural operations must be disclosed transparently before rendering advisory services.
Investor Charter for Investment Advisers
A. Vision and Mission Statements
Vision: To facilitate an investor-centric, transparent, and vibrant securities market environment by promoting trusted, fee-aligned advisory ecosystems.
Mission: To protect investor interests, handle grievances effectively, and empower wealth accumulation through objective, risk-suited investment selection frameworks.
B. Details of Business Transacted
- Executing mandatory risk profiling and mapping client categories prior to generating advice.
- Entering into a formal, written Investment Advisory Agreement containing standard Schedule III items with every client family unit.
- Offering pure advisory services aligned with the financial targets of the investor, completely free of manufacturing commission conflicts.
- Maintaining robust digital records of client suitability metrics and logs for operational compliance verification reviews.
C. Timelines & Services
- Risk Profile Review: Regular re-evaluation of client risk thresholds at least once every financial year.
- Grievance Intake Acknowledgment: Immediate administrative acknowledgment of customer grievance tickets within 2 working days of receipt.
- Final Complaint Disposal: Redressing and providing final resolution responses to client complaints within 21 calendar days from initial receipt.
DO'S FOR INVESTORS
- Verify valid SEBI RIA credentials before signing any document.
- Ensure fees match the established contractual limits.
- Insist on an explicit clear suitability assessment logic.
- Pay only via digital banks or crossed payee instruments.
DONT'S FOR INVESTORS
- Never share transactional trading passwords or exchange OTPs.
- Do not fall for promises of assured or risk-free market yields.
- Never clear advisory fee structures using raw cash deposits.
- Do not accept advice sent via informal unverified social media channels.
🔗 Reference Document: Access Official SEBI Reference Material Profile
Statutory Investor Complaints Disclosures
Data updated on a rolling tracking basis by the 7th of every succeeding calendar month:
| Sr. No. | Received From | Pending at End of Last Month | Received During Month | Resolved During Month* | Total Pending at Month End# | Pending > 3 Months | Avg Resolution Time (Days) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
| - | Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current reporting cycle.
| Sr. No. | Reporting Month | Carried Forward from Previous Month | Received During Month | Resolved During Month* | Pending at End of Month# |
|---|---|---|---|---|---|
| 1 | April 2026 | 0 | 0 | 0 | 0 |
| 2 | May 2026 | 0 | 0 | 0 | 0 |
| 3 | June 2026 | 0 | 0 | 0 | 0 |
| 4 | July 2026 | 0 | 0 | 0 | 0 |
| 5 | August 2026 | 0 | 0 | 0 | 0 |
| 6 | September 2026 | 0 | 0 | 0 | 0 |
| 7 | October 2026 | 0 | 0 | 0 | 0 |
| - | Grand Total / Summary | 0 | 0 | 0 | 0 |
| Sr. No. | Financial Year | Carried Forward from Previous Year | Received During Year | Resolved During Year | Pending at End of Year |
|---|---|---|---|---|---|
| 1 | 2023-24 | 0 | 0 | 0 | 0 |
| 2 | 2024-25 | 0 | 0 | 0 | 0 |
| 3 | 2025-26 | 0 | 0 | 0 | 0 |
| - | Grand Total Summary | 0 | 0 | 0 | 0 |
Grievance Redressal Architecture
If you face structural anomalies, route all administrative complaints sequentially across these official nodes:
Officer: Nishit Vinay Shah
Address: 5, Himalaya Building, New Maneklal Estate, Ghatkopar West, Mumbai - 400086
Email: visolitech@gmail.com | Call Desk: +91 7021130744
Statutory Target Ceiling: Maximum 21 calendar days tracking profile.
If you are not satisfied with our Level 1 response, escalate directly via:
⚖ SEBI SCORES Platform: Lodge Grievance on SCORES Portal
⚡ SMART ODR Portal: Initiate Institutional Dispute Case
Should all primary channels fail, communicate directly with the local regulatory body covering our registration:
Office Address: SEBI Bhavan BKC, Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (East), Mumbai - 400051, Maharashtra.
Toll-Free Lines: 1800 22 7575 / 1800 266 7575
Digital Accessibility Declaration
In accordance with the Rights of Persons with Disabilities (RPwD) Act, 2016 and the comprehensive SEBI Digital Accessibility Framework, this platform natively satisfies **WCAG 2.2 Level AA** parameters and the **IS 17802** structural standards. It provides full semantic accessibility routing layouts, scalable styling controls, and strict structural readability logic to support all investors universally.